Ray is a compliance officer at Brown Advisory. He is responsible for compliance program testing, training and regulatory filings. Prior to joining the firm, Ray worked as a compliance analyst with Sands Capital Management, where he was responsible for client guideline review and monitoring, personal trading control and testing. Before joining Sands Capital Management, Ray worked for FINRA as a compliance specialist.
Education
- Johns Hopkins University, Carey Business School, MS (Finance)
- University of Maryland, College Park, BS
